Legal (US. and International)




WOMBAT CAPITAL is a trade name for Wombat Capital. Ltd., a U.S. strategic advisory firm, Wombat Capital Markets LLC, a U.S. broker dealer registered with FINRA and Wombat Capital Markets SAS, a French M&A Advisor. The Wombat Capital Logo is the Exclusive Property of WOMBAT CAPITAL and cannot be used without a written authorization by WOMBAT CAPITAL.

The information provided on this site is provided for informational purposes only. While WOMBAT CAPITAL seeks to provide accurate and timely information, there may be inadvertent technical or factual inaccuracies and typographical errors tor which we apologize. We reserve the right to make changes and corrections at any time, without notice. The information provided on WOMBAT CAPITAL’s site is provided “AS IS’ and without warranties of any kind either expressed or implied. To the fullest extent permissible pursuant to applicable law. WOMBAT CAPITAL disclaims all warranties, including, but not limited to, implied warranties of merchantability and fitness for a particular purpose. WOMBAT CAPITAL does not warrant, either expressly or impliedly, the accuracy or completeness of the information, text, graphics, links or other items contained on this site, and WOMBAT CAPITAL expressly disclaims all liability for errors and omissions in these materials and for the use or interpretation by others of information contained on the site. WOMBAT CAPITAL will not be responsible for any loss or damage that could result from interception by third parties of any information made available to you via this site. Neither WOMBAT CAPITAL, nor any of its directors, officers, employees, independent advisors, nor any third party vendor retained by WOMBAT CAPITAL will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this site, or for damages to software and hardware in connection with any use of the website, or resulting from the act or omission of any other party involved in making this site or the data contained therein available to you, or from any other cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of WOMBAT CAPITAL or of any vendor providing software or support services for this site. In no event will WOMBAT CAPITAL, its affiliates or any such parties be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if WOMBAT CAPITAL or any other party have been advised of the possibility thereof.

WOMBAT CAPITAL shall not be liable for any harm caused by the transmission through the website of a computer virus, or other computer code or programming device that might be used to access, modify, delete, damage, corrupt, deactivate, disable, disrupt, or otherwise impede in any manner the operation of the website or any of your software, hardware, data or property. Except as otherwise required by Law, we shall have no liability for losses caused by the negligence, actions or failure to act of any third party, including, but not limited to, your internet access provider.

Nothing contained in WOMBAT CAPITAL‘s site constitutes investment advice. Neither the information, nor any opinion contained in this site constitutes a solicitation or offer by WOMBAT CAPITAL or its affiliates to buy or sell any securities, futures, options or other financial instruments, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase, or sale would be unlawful under the securities laws oi such jurisdiction. Decisions based on information contained on WOMBAT CAPITAL’s site are the sole responsibility of the visitor, and in exchange for using WOMBAT CAPITAL’s site, the visitor agrees to hold WOMBAT CAPITAL harmless against any claims for damages arising from any decisions that the visitor makes based on such information.

Tombstones representing completed engagements are posted to the Website and selected based on WOMBAT CAPITAL’s determination of the relevance and significance of the engagements to demonstrate WOMBAT CAPITAL’s experience, except where there is a confidentiality concern or client approval has not been obtained.

In any event our complete liability (and that of any of our agents or Licensors) to you for any reason in no event cumulatively shall total more than $500.00.


Business Continuity Plan

WOMBAT CAPITAL maintains a Business Continuity Plan with procedures tor dealing with an emergency or significant business disruption. Clients with questions regarding such plan should contact the firm, or +1 212.605.9956


Restrictions On Use Of Materials

This website is owned and operated by WOMBAT CAPITAL. Permission is granted to display and navigate this site with a computer using HTML/FLASH browser software, solely for personal, non-commercial use. Any commercial or public use of this website or any portion hereof is strictly prohibited.

Except as otherwise permitted by WOMBAT CAPITAL, no materials from this site may be copied, reproduced, republished, uploaded, posted, transmitted, or distributed in any way. You may download material displayed on this site for non-commercial, personal use only provided you also retain all copyright and other proprietary notices contained on the materials. You may not distribute, modify, transmit, reuse, repost, or use the content of this site for public or commercial purposes, including the text, images, audio, and video without WOMBAT CAPITAL‘s written permission. Modification or use of the materials for any other purpose violates WOMBAT CAPITAL‘s intellectual property rights.

WOMBAT CAPITAL neither warrants nor represents that your use of materials displayed on this site will not infringe rights of third parties not owned by or affiliated with WOMBAT CAPITAL.

You may not attempt to gain unauthorized access to the Website, or computer systems or networks connected to the Website, through hacking, password or data mining, or any other means to circumvent security procedures. You may not use bots, spiders or intelligent agent software (or other methods) for any purpose other than accessing publicly posted portions of the Website and then only as authorized by the license we provide to you below under “Proprietary Rights”. Unauthorized use of our Website and systems, including, but not limited to, unauthorized entry into WOMBAT CAPITAL’s computer networks and systems, or misuse of password is strictly prohibited.

‘Unauthorized use” includes using the publicly available information for purposes which are: (I) not authorized by this agreement, or (II) not consistent with the license set out below in the section titled “Proprietary Rights”.

You may not use the Website in any manner that could damage, disable, overburden, or impair the Website or any service we provide or interfere with any other party’s use and enjoyment of the Website or any service we provide.

You are to ensure that any information you provide to us through the Website will be correct and complete.



Electronic Mail (email) submitted to this site should be considered neither secure nor confidential. WOMBAT CAPITAL makes no representation whatsoever concerning the security or confidentiality of your email messages and specifically makes no representation that any email message submitted through this site will be received by WOMBAT CAPITAL.

Any communications or material you transmit to this website by electronic mail or otherwise, including data, questions, comments, or suggestions will be treated as non-confidential and nonproprietary and will become the property of WOMBAT CAPITAL or its affiliates. Such communications or material shall be used for any purpose, including, but not limited to, reproduction, disclosure, transmission, publication, broadcast, and posting. Furthermore, WOMBAT CAPITAL is free to use any ideas, concepts, know-how, or techniques contained it any communication you send to this website for any purpose whatsoever, including, but not limited to, developing and marketing products using such information.


Proprietary Rights

WOMBAT CAPITAL owns and operates this site. All trademarks, service marks, trade names, and logos displayed on this site are proprietary to WOMBAT CAPITAL, except as otherwise explicitly noted. Nothing contained on the website should be construed as granting, by implication, estoppel, or otherwise, any license or right to use any trademark displayed on this website without the written permission of WOMBAT CAPITAL or such third party that may own the trademarks displayed on this website. Your use of the trademarks displayed on this website, except as provided herein, is strictly prohibited.

Images displayed on this website are either the property of, or used with permission by, WOMBAT CAPITAL. The use of these images by you, or anyone else authorized by you, is prohibited unless specifically permitted herein. Any unauthorized use of the images may violate copyright laws, trademark laws, the laws of privacy and publicity, and communications regulations and statutes. It you download any information or software from this site, you agree that you will not copy it or remove or obscure any copyright or other notices or legends contained in any such information.

The names of other actual companies and third-party products or services mentioned herein are the trade names or trademarks of their owners. You may not use any trademarks tor any purpose including, but not limited to, use as meta-tags on other sites on the World Wide Web without the prior written permission of WOMBAT CAPITAL or the third-party which owns the marks.

WOMBAT CAPITAL respects the intellectual property of others and asks that our users do the same. It is the policy of WOMBAT CAPITAL to respond expeditiously to claims of intellectual property infringement by promptly processing and investigating notices of alleged infringement and taking appropriate actions under the Digital Millennium Copyright Act and other applicable intellectual property laws. If you believe that your copyrighted work is accessible on the Website in a way that constitutes copyright infringement, you may notify us by providing the following information: 1) the electronic or physical signature of the owner of the copyright or of the person authorized to act on the owner’s behalf; 2) identification of the copyrighted work or other intellectual property that you claim is being infringed; 3) identification of the material that you claim is infringing; 4) identification of the URL or other specific location on the Website where the material that you claim is infringing is located (please be as specific as possible); 5) your name, address, telephone number, and email address; 6) a statement by you that you have a good faith belief that the disputed use is not authorized by the copyright owner, its agent, or the law; and 7) a statement by you, made under penalty of perjury, that the information in your notice is accurate and that you are the copyright owner or are authorized to act on the copyright owner’s behalf.

Please contact for Notice of claims of copyright infringement on this Website.


Use Of Links

Should you leave this site via a link contained herein, and view content that is not provided WOMBAT CAPITAL, you do so at your own risk. The content to which you link will not have been developed, checked for accuracy, or otherwise reviewed by WOMBAT CAPITAL. WOMBAT CAPITAL is not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such site, whether actual, alleged, consequential or punitive. WOMBAT CAPITAL makes no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party, including, without limitation, the accuracy, subject matter, quality or timeliness of any electronic content.


Jurisdiction And Governing Law

This website is controlled and operated by WOMBAT CAPITAL from its office within the State of New York. United States of America. WOMBAT CAPITAL makes no representation that materials on the site are appropriate or available for use in other locations, and access to them from territories where their content is illegal or prohibited. Those who choose to access this site from other locations do so on their own initiative and are responsible for compliance with applicable local laws. You may not use or export the materials on this site in violation of U.S. export laws and regulations.

The information provided on this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject WOMBAT CAPITAL or its affiliates to any registration requirement within such jurisdiction or country.

The laws of the State of New York govern these terms and conditions. If you take legal action relating to these terms and conditions, you agree to file such action only in the New York State Supreme Court. or the United States District Court for the Southern District of New York, and you consent and submit to the personal jurisdiction of those courts for the purpose of litigating any such action.


Integration And Severability

If any provision of these terms is deemed unlawful, void, or for any reason unenforceable, then that provision will be deemed severable from these terms and will not affect the validity and enforceability of the remaining provisions. The preceding terms and conditions of use represent the entire agreement between WOMBAT CAPITAL and the user relating to the subject matter herein.

Your use of this site signifies that you accept and agree to be bound by these Terms and Conditions of Use.


Client Relationship Summary (Reg BI – Form CRS)


Wombat Capital Markets LLC (“Wombat Capital”) is a SEC registered (SEC#: 8-69059), FINRA member (CRD#: 162699), broker/dealer and member of SIPC (  Wombat Capital Markets LLC is not an Investment Advisor.  With few exceptions, Wombat interacts only with institutional investors/purchasers, accredited investors and qualified purchasers, pursuant to documented engagement assignments.  You can find more information about Wombat and your representatives at

Other websites you may find helpful to better understand different types of investing and services available to you:


What is the difference between a Broker and an Advisor, and how do fees differ?

  • A traditional broker executes specific transactions on your behalf and gets paid per transaction. Wombat is a sell-side and buy-side M&A advisor as well as a placement agent for the Issuer and does not have discretion over your account. You make the ultimate decision regarding your investment.  An Advisor usually chooses investments for you and charges you a fee based on your portfolio’s total value.


Relationship and Services

Wombat Capital acts as a brokerage firm and we collect business advisory and successful transaction-based fees from Issuers/Companies or Buyers/Sellers (collectively “Issuer”).  These fees are paid to us by the Issuer when you make an investment.  Although you do not pay us directly, the Issuer compensates us from a portion of your investment, in part the same way a residential real estate transaction may occur, with the seller paying a portion of the proceeds to the agent.  In this scenario, Wombat is the agent.

Wombat Capital may present possible investment opportunities consistent with your investor profile to the best of our knowledge.  We may present these opportunities and supporting documentation provided by the Issuer but do not make any endorsements or representations as to the accuracy or validity of the documentation.

Wombat Capital does not open customer accounts, hold customer assets, or offer investment strategies.  We do not provide investment advice and don’t make recommendations.

As an Accredited Investor, you should have the investor sophistication to understand the risks and rewards associated with private placements, and financial wherewithal to make independent investment decisions.  When in doubt, check with an independent source/professional.

Wombat Capital does not provide tax advice.  Please consult your tax advisor if necessary.  We do not provide investment advice to the Investor.


Wombat Capital and your Registered Representative

Your Registered Representative is paid a portion of fees we collect.

What are your qualifications, licenses, experience, and education?

  • You can find some of these answers on FINRA’s brokercheck or ask us.


How does your firm make money?

  • Indirect Compensation: Wombat receives compensation from the Issuer if there is a successful transaction.  Compensation is usually a percentage of your investment.  Therefore, we get paid from the Issuer only after your investment has been placed with the Issuer.  The more you invest; the more money Wombat Capital makes.  There are no ongoing fees.  Please see the Conflicts of Interest section for more information.
  • In some cases, Wombat Capital may also receive business advisory fees from the Issuer regardless as to whether you invest or not. These fees are not tied to your investment.  We typically do not collect any other fees or receive other benefits, although in limited circumstances Wombat Capital may be allocated a portion of incentive fees paid to the Issuer.


Conflicts of Interest

 What is your legal obligation acting as my broker?

  • Our obligation is to put your interests above our own and to disclose any issue that would create a conflict of interest. At the time of each presentation or opportunity, Wombat Capital mitigates or discloses any issues that may be deemed conflicts if not already covered in this document.

Wombat Capital or its Representatives do not own or invest shares in the Issuer unless disclosed.  Wombat Capital MUST update you regarding this issue for EACH and EVERY new investment presentation.  Wombat Capital does not have sales contests or pay performance-based bonuses to our representatives.  Other than commissions and other fees paid to us directly or indirectly, Wombat Capital does not receive other compensation or benefits unless fully disclosed to you.  Wombat Capital offers no proprietary products, but we will inform you if there are other products and services provided by us that are similar and less costly.

How might your conflicts of interest affect me?

  • The collection of a commission or fee may be deemed a “conflict of interest” in some circumstances. If Wombat Capital, its representatives, or affiliates are also investors, you may see this either as a benefit or a detriment to the investment opportunity.


Do you or your financial professional have any legal or disciplinary history?

There are no disciplinary disclosures for Wombat Capital, and none for the Registered Representative as well.


More information

You can find additional details regarding your investment in the private placement memorandum and other documents provided to you. For more information and questions, please contact us at or 212-605-9956.


Mentions légales (France)

Ce site est édité par WOMBAT CAPITAL.

L’ensemble de ce site reléve des Iégislations internationales sur le droit d’auteur et la propriété intellectuelle. Tous les droits de reproduction sont réservés, y compris pour les documents iconographiques et photographiques (Cf. Terms and Conditions of Use).


Raison sociale: Wombat Capital Markets SAS

Siège social: 23 rue Balzac – 75008 PARIS – France

Téléphone: +33 (0)

Fax: +33 (0)

Capital: 1,000 euros

RCS: RCS PARIS 521 587 055

SIRET: 521 587 055 00018

N° TVA intra.: FR51 521 587 055 00018


© 2021 WOMBAT CAPITAL All rights reserved.